| 中国存托凭证投资的风险规制困境与法律建议 |
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| 引用本文：肖永平1，王海晶1，刘婷婷2.中国存托凭证投资的风险规制困境与法律建议[J].湖南大学学报社会科学版,2025,(4):48-55 |
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| 中文摘要:中国存托凭证作为连接境内外资本市场的桥梁，对促进中国金融市场改革创新、加快人民币国际化进程具有重要意义。中国存托凭证投资者面临着信息不对称风险、跨境汇率风险、跨境清算风险、存托机构道德风险和跨境监管差异风险等风险规制困境。借鉴美国存托凭证投资者权益保护举措，应从构建投资者教育与风险提示机制、完善信息披露监管体系、深化追责与赔偿机制等方面着手，持续深化制度改革、强化监管效能、提升投资者保护水平。 |
| 中文关键词:存托凭证 投资者权益保护 风险规制困境 |
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| The Dilemma of Risk Regulation in China Depositary Receipt Investments and Legal Recommendations |
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| Abstract:As a bridge connecting domestic and international capital markets，China depository receipts（CDR） are of great significance for promoting the reform and innovation of financial markets in China，as well as accelerating the internationalization process of the RMB. However，CDR investors face multiple regulatory challenges，including risks arising from information asymmetry，cross-border exchange rate fluctuations，settlement complexities，moral hazards by depository institutions，and disparities in transnational regulatory frameworks. Drawing on the experience of American depository receipts’ investor protection mechanisms，efforts should focus on：establishing investor education and risk disclosure systems，enhancing information transparency through rigorous disclosure oversight，refining accountability and compensation mechanisms，and advancing institutional reforms to strengthen regulatory efficacy and elevate investor safeguards. |
| keywords:depositary receipts investor rights protection dilemma of risk regulation |
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